The SEC and MSRB will hold an educational webinar to provide information on Series 50 exam registration, preparation, and compliance.

The CFTC amended its rules in order to "modernize" methods by which records must be kept.

The Office of the Comptroller of the Currency updated its Comptroller's Handbook to reflect new guidelines that examiners should follow when checking for violations of laws and regulations by banks.

In a Wall Street Journal opinion piece, United States Secretary of Labor Alexander Acosta explained his decision not to impose additional delays to the implementation date of the Fiduciary Rule.

The SEC Division of Corporation Finance waived any disqualification under Rule 506 of Regulation D for Leon G. Cooperman and his hedge fund, Omega Advisors, Inc.