FINRA proposed a change to certain rules that would extend the Tier Size Pilot Program for OTC securities until December 8, 2017.

The SEC Office of Investor Education and Advocacy issued a new Investor Bulletin on securities-based crowdfunding.

FINRA filed a proposed rule change with the SEC to remove Order Audit Trail System rules and amend electronic blue sheet rules as members transition reporting to the consolidated audit trail.

The CFTC Division of Clearing and Risk granted an extension of no-action relief to the Shanghai Clearing House from registration as a derivatives clearing organization.

The SEC Division of Corporation Finance granted no-action relief from certain tender offer requirements to Yahoo! Inc. The relief will permit the technology company to repurchase outstanding shares of common stock.