The Federal Financial Institutions Examination Council updated its Cybersecurity Assessment Tool.
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The SEC issued an Order making annual adjustments to transaction fee rates. The new rates will take effect on July 4, 2017.
Industry experts will address the latest cybersecurity developments and information-protection measures for investment advisers and broker-dealers at a NASAA roundtable discussion scheduled for June 23, 2017.
Several banking regulatory agencies issued an interagency advisory to insured depository institutions and bank holding companies to address financial industry concerns about appraiser shortages.
The Board of Governors of the Federal Reserve System amended its rules on the availability of funds and collection of checks to reflect the near universal use of electronic checks.