The SEC may reevaluate a decision by the Division of Markets and Trading to approve a proposed rule change that permits the listing and trading of quadruple-leveraged exchange-traded funds.

FINRA issued an update to a recent Investor Alert on crowdfunding rules and processes. The update provides new information on inflation-adjusted investment limits.

The CFTC launched "LabCFTC," an initiative designed to "promot[e] responsible FinTech innovation to improve the quality, resiliency, and competitiveness of the markets the CFTC oversees."

The MSRB will institute continuing education requirements that obligate municipal advisors to "remain current in their industry knowledge" and corresponding recordkeeping requirements.

Risk Desk editor John Sodergreen summarized Project KISS, the CFTC's regulatory reform initiative and the approach to it by CFTC Chief of Staff Mike Gill.