The National Futures Association will institute new monthly risk reporting requirements for swap dealers and major swap participants.

The Board of Governors of the Federal Reserve System fined Deutsche Bank AG and its U.S. operations $41 million for anti-money laundering and Bank Secrecy Act compliance violations.

The CFTC Divisions of Market Oversight and Clearing and Risk extended no-action relief allowing swap execution facilities and designated contract markets to continue correcting trades that were rejected for clearing due to operational and clerical errors.

The CFTC amended its rules in order to update the methods by which firms' records must be kept.

The CFTC adopted several rule amendments in order to better protect whistleblowers from retaliation and intimidation by their employers, and to establish a new review process for whistleblower claims.