The SEC announced new SRO rule changes and proposals for the week of May 22 to May 26, 2017.
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22403 News Results
Based on a study using FINRA Trade Reporting and Compliance data, several economists concluded that corporate bond liquidity has been affected adversely by post-crisis regulation.
The National Futures Association proposed an Interpretive Notice on the reporting and filing requirements for swap dealers concerning swap valuation disputes.
The MSRB proposed changes to rules on customer account transfers in order to provide a uniform standard for all municipal securities dealers.
The Consumer Financial Protection Bureau will evaluate the Ability to Repay / Qualified Mortgage ("ATR/QM") Rule, which is part of the "Truth in Lending Act" (Regulation Z).