The Director of the CFTC Division of Enforcement provided guidance for staff on assessing compliance programs when considering appropriate penalties or other sanctions.

The Futures Industry Association offered guidelines to aid market participants in meeting surveillance requirements under the Market Abuse Regulation.

The SEC amended corporate finance disclosure guidance for companies with confidential treatment orders that are approaching expiration.

The CFPB charged the largest debt collectors in the United States with violations of the Consumer Financial Protection Act and the Fair Debt Collection Practices Act.

A subcommittee of the CFTC Market Risk Advisory Committee recommended that U.S. regulators take action to address the risks that climate change poses to the U.S. financial system.