Skip to main content

News & Insights

Help
22393 News Results

The CFTC Division of Market Oversight granted no-action relief to a swap execution facility from the requirement to reinstate its registration following a "dormant" period.

The Office of Compliance Inspections and Examinations alerted firms to the increased prevalence of "credential stuffing," a cyberattack method that involves the use of automated scripts to attempt to log into customer accounts using stolen personal information.

The SEC reported on the capital-raising framework recommendations made by participants of the 39th Annual Small Business Forum and the SEC's response to them.