The DOL proposed a rule that would clarify the duties of ERISA plan fiduciaries on proxy voting.

In a policy paper, FIA emphasized the role of derivatives markets in addressing climate change.

Two money transfer companies settled CFPB charges for failing to comply with error resolution and disclosure requirements under the Electronic Fund Transfer Act and the Remittance Transfer Rule.

FINRA proposed temporary rule amendments to give the Office of Hearing Officers and National Adjudicatory Council the authority to conduct certain hearings by video conference.

CFTC staff provided additional no-action relief relating to the transition from swaps that reference London Interbank Offered Rate and other interbank offered rates.