GAO identified certain deficiencies in FDIC policies addressing the risks of "regulatory capture," and recommended enhancements to the FDIC's supervision regarding such risks.

A group of investor rights organizations urged the SEC to reopen the comment period for proposed amendments to SEC rules on shareholder proposals, in light of recently submitted data from the SEC Division of Economic and Risk Analysis.

A broker-dealer settled FINRA charges for failing to disclose material aspects of payment for order flow arrangements.

A DOL rule proposal that would clarify the duties of ERISA plan fiduciaries on proxy voting was published in the Federal Register.

The DOJ and the SEC charged the manager of a hedge fund with securities fraud, wire fraud, extortion and obstruction of justice related to his "conduct in the offer of certain shares being disposed of as part of the Neiman Marcus Group Ltd. bankruptcy proceedings."