FINRA reminded member firms of their supervisory responsibilities for Consolidated Audit Trail compliance.

An SEC and FDIC final rule governing the orderly liquidation of "covered broker-dealers" was published in the Federal Register.

The Cabinet Regulatory Tracker is a list of effective dates, compliance dates and comment deadlines.

FINRA provided an extension for the completion of qualifying examinations and firm certifications.

The CFTC Division of Clearing and Risk extended no-action relief to the European Stability Mechanism from the swaps clearing requirement.