The CFTC staff extended previously issued COVID-19-related relief through January 15, 2021 for registrants and members of swap execution facilities and designated contract markets.

The Office of Management and Budget outlined best practices for the implementation of Section 6 (Fairness in Administrative Enforcement and Adjudication) of an Executive Order providing regulatory relief for entities economically impacted by COVID-19.

The SEC charged five individuals, including movie producer Ryan Felton and rapper Clifford Harris Jr., for their involvement in two of Mr. Felton's unregistered initial coin offerings.

A CFTC final rule establishing new cross-border rules governing registration requirements applicable to swap dealers and major swap participants was published in the Federal Register.

FinCEN adopted a final rule that will make current AML, Customer Identification Program and beneficial ownership rules equally applicable to all types of banks.