In a 2020 Annual Report, the MSRB highlighted its responses to COVID-19, and its initiatives on disclosure, data transparency and Regulation Best Interest.

SIFMA updated model disclosure documents for municipal security underwriters. The model disclosure documents address updated conduct requirements on municipal securities and municipal advisory activities.

The DOL Employee Benefits Security Administration issued guidance to plan fiduciaries on locating and distributing retirement benefits to nonresponsive or missing plan participants.

SEC Chief Accountant Sagar Teotia will depart from the agency by the end of February 2021.

The CFTC staff determined that NFA's swap dealer capital model requirements and review process "are comparable" to the CFTC's own requirements and processes.