An SEC proposal to amend rules and forms that would "mitigate the risk of unregistered distributions in connection with sales of market-adjustable securities" was published in the Federal Register.
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New York State Department of Financial Services Superintendent Linda A. Lacewell criticized two federal rules on investor risk and called on financial regulators to mirror actions taken by NYDFS on climate change risk.
A CFPB final rule amending Regulation F to clarify certain restrictions and address predatory debt collection practices was published in the Federal Register.
OFAC permitted transactions by U.S.-operated securities exchanges involving the purchase or sale of securities related to newly listed entities on OFAC's Non-Specially Designated Nationals Communist Chinese Military Companies List.
Treasury and the Federal Housing Finance Agency agreed to amend the terms of the preferred stock purchase agreements of Fannie Mae and Freddie Mac.