CFTC amendments to Part 38 of the CFTC Rules to include electronic trading risk principles were published in the Federal Register.

In a new paper, ISDA described "product structures and transaction types that comprise the universe of environmental, social and governance-related derivatives."

In a 2020 annual report, the Investment Company Institute highlighted the association's engagement on pandemic-related matters, regulatory reform of U.S.-registered funds’ use of derivatives and strengthening cybersecurity and anti-fraud protections.

A bank settled DOJ and SEC charges for Foreign Corrupt Practices Act violations in connection with its use of third-party intermediaries, business development consultants and finders.

The SEC awarded a total of $1.1 million to five whistleblowers for providing original information that led to three separate successful enforcement actions.