OFAC authorized certain transactions that involve the publicly traded securities of an entity whose name "closely matches" that of a Communist Chinese military company previously identified by Executive Order.
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22393 News Results
The SEC published in the Federal Register a final rule designed to "modernize, simplify, and enhance" Regulation S-K financial disclosure requirements.
FINRA appointed Deborah Bailey and Kathryn Ruemmler to the Board of Governors.
Division of Investment Management Deputy Director and Chief Counsel Paul G. Cellupica will leave the SEC by the end of January.
The CFPB issued a "compliance assistance sandbox" approval to Synchrony Bank for its "dual-feature credit card program." The approval provides the bank a safe harbor from potential liability under the Truth in Lending Act.