A broker-dealer settled FINRA charges for failing to adequately retain records, screen associated persons and supervise the creation and dissemination of consolidated reports.

A company specializing in lending to service-members settled CFPB charges that it conditioned its installment loans on repayment by allotment.

The SEC updated its operating status, saying that it will remain in "full telework posture" until at least March 28, 2021.

A French bank that facilitates trade finance settled potential civil liability for apparent violations of Syria-related sanctions.

OFAC issued an amended General License authorizing U.S. persons to engage in transactions involving current Interim President of Venezuela Juan Gerardo Guaidó Marquez, the IV Venezuelan National Assembly and its Delegated Commission among other related persons.