President Joe Biden nominated Gary Gensler as Chair of the SEC.

The Federal Reserve Board adopted amendments that conform the capital planning, regulatory reporting and stress capital buffer requirements for "Category IV" firms to the requirements under the FRB's October 2019 prudential standards framework.

The OCC, Federal Reserve Board, FDIC, National Credit Union Administration and CFPB adopted a rule codifying a 2018 Interagency Statement Clarifying the Role of Supervisory Guidance.

A digital token issuer settled SEC charges for offering and selling securities without registering with the SEC and for making materially false and misleading statements regarding "the viability of its platform and the timetable for the issuance of the tokens."

A bank settled FinCEN charges for "failing to implement and maintain" an effective AML program.