FINRA proposed to extend the expiration date on previously issued COVID-related relief.

Twenty-one State Attorneys General criticized two proxy advisors, asserting that their commitments to promoting ESG and DEI policies may be in violation of state and federal laws.

The effective date for amendments that harmonize FINRA rules on customer account statements with NYSE rules and guidance will be January 1, 2024.

FinCEN prohibited the transmission of funds by any covered financial institution via Bitzlato, a virtual currency exchange that FinCEN identified as being of a "primary money laundering concern" in connection with Russian illicit finance.

A trust company settled SEC charges for (i) conducting securities transactions without registering as a broker-dealer and taking steps to conceal its unregistered activities, and (ii) making misleading statements regarding a service that allowed investors to create an irrevocable trust online.