Comments on an SEC proposal to update the disclosures required for order executions in NMS stocks are due by March 31, 2023.

The SEC Division of Trading and Markets issued two new FAQs related to electronic recordkeeping requirements.

The SEC awarded three whistleblowers approximately $18 million for providing material information that culminated in a successful enforcement action.

The National Credit Union Administration outlined supervisory priorities for its 2023 examination program, focusing on areas that pose the greatest risk to its credit union members.

The CFPB reminded companies to comply with federal consumer financial protection laws when offering "negative option" programs or subscription services.