The SEC charged an individual with engaging in a scheme to inflate prices in securities on a decentralized exchange, and using swaps contracts, at their inflated value, as collateral to secure other digital assets.

A broker-dealer settled FINRA charges for failing to supervise the trading activity of its proprietary traders and customers for potentially manipulative trading.

A cryptocurrency firm settled SEC charges for conducting an unregistered securities offering of a crypto asset lending product.

A dually-registered broker-dealer and investment adviser settled SEC charges for failing to disclose (i) conflicts of interest arising from revenue sharing agreements in place with its clearing brokers and (ii) its disciplinary history.

CFTC Commissioner Christy Goldsmith Romero offered recommendations to the crypto industry on ways to rebuild public trust following the collapse of several crypto exchanges.