FTC increased the notification threshold for reporting proposed mergers and acquisitions under the Hart-Scott-Rodino Act ("HSR"). The FTC also set new HSR filing-fee tiers based on the size of the proposed transaction and increased the thresholds relating to interlocking directors.
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SEC Commissioner Hester M. Peirce urged crypto industry participants not to wait for Congress or regulators, but to be proactive in fixing the issues exposed by recent events.
The SEC awarded more than $28 million to four whistleblowers who provided the SEC with information that led to a successful enforcement.
The SEC extended the deadline to consider whether to approve or disapprove a FINRA proposal to establish new order routing disclosure report publication requirements for over-the-counter and National Market System equity securities orders.