FINRA proposed updates to the arbitrator list selection process under the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes.

The SEC charged two crypto firms, one an issuer and the other its agent, with conducting an unregistered securities offering through a program where retail investors, among others, could "loan" crypto-assets to the issuer in return for an obligation of the issuer to return the assets with interest.

In its 2022 Municipal Market Year in Review, the MSRB reported a record number of trades and said municipal bond markets continued to operate efficiently.

In its 2022 Annual Report to Congress, the Office of Financial Research warned that threats to U.S. financial stability are elevated compared to previous years because of rising inflation, tight credit conditions and geopolitical uncertainty.

The SEC appointed Paul Munter to be Chief Accountant.