In response to changes mandated by the FAST Act, the SEC proposed expanding the private fund advisor registration exemption and the venture capital fund advisor registration exemption under the Investment Advisers Act.
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In an interview with Risk Desk editor John Sodergreen, CFTC Chief Market Intelligence Officer Andy Busch described his new role and a new "more rigorous approach to policymaking."
The Office of the Comptroller of the Currency appointed new members to the Mutual Savings Association Advisory Committee.
The SEC is making amendments to Form ADV and ADV-W to reflect the enactment of a Wyoming state law regulating investment advisers. The amendments become effective July, 1, 2017.
The Municipal Securities Rulemaking Board issued guidance on rules for certain solicitor municipal advisors.