Members of the North American Securities Administrators Association voted to implement a Statement of Policy governing the use of electronic offering documents and the execution of documents with electronic signatures.

In a settled administrative proceeding, Barclays Capital, Inc. agreed to refund fees to advisory clients who were overcharged.

The SEC named William Hinman as new Director of the Division of Corporation Finance.

At the ISDA 32nd Annual General Meeting, CFTC Acting Chair J. Christopher Giancarlo examined the changing nature of the global swaps market.

The North American Securities Administrators Association ("NASAA") reported greater adoption and utilization of a NASAA-developed Model Fee Disclosure Schedule.