FINRA summarized its latest regulatory notices, guidance, resources and news in an April 2017 Monthly Recap Podcast.

The Senate confirmed President Trump's nomination of Walter J. "Jay" Clayton as the next Chair of the SEC.

Federal Reserve Board Governor Lael Brainard described some of the unique challenges FinTech poses for the highly regulated financial sector.

The FDIC published a handbook that provides a "plain-language" overview of business considerations and statutory requirements for organizers of new depository institutions.

The SEC Division of Trading and Markets granted an exemption to several exchanges from certain provisions of the plan to implement a Tick Size Pilot Program. The provisions address, among other things, the collection and publication of Pilot Program data.