The Office of the Comptroller of the Currency named Scott Schainost as Deputy Comptroller for Midsize Bank Supervision and Troy Thornton as Deputy Comptroller for the Southern District.
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The Managed Funds Association and the Alternative Investment Management Association urged the CFTC to abandon a re-proposed automated trading regulation ("Reg. AT").
The SEC Division of Corporation Finance granted an exemption from Exchange Act Rule 13e-4, which requires that an issuer making a tender offer permit shareholders to withdraw securities tendered at any time during the offer period.
The CFTC Division of Market Oversight issued guidance on the calculation of projected operating costs by designated contract markets and swap execution facilities.
New SRO rule changes and proposals were announced by the SEC for the week of April 24 to April 28, 2017.