The CFTC is soliciting comments on Project KISS ("Keep It Simple, Stupid"), an initiative focused on simplifying rules and practices in order to make compliance less costly.

The MSRB reminded municipal advisor firms that advisors have until September 12, 2017 to pass the Series 50 Exam.

FINRA filed a proposed rule change with the SEC that would implement a fee schedule for member firms under the National Market System Plan Governing the Consolidated Audit Trail.

At a meeting scheduled for May 10, 2017, the SEC Advisory Committee on Small and Emerging Companies will focus on regulatory issues related to capital-raising activities.

The Office of the Comptroller of the Currency published revised versions of the "Public Notice and Comments" and "Fiduciary Powers" booklets of the Comptroller's Licensing Manual.