Former SEC Commissioner Paul Atkins urged U.S. Labor Secretary Alexander Acosta to consider again a delay in the implementation of the Fiduciary Rule.
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The Office of the Comptroller of the Currency published an updated version of the "Termination of Federal Charter" booklet of the Comptroller's Licensing Manual.
SIFMA Executive Vice President Randy Snook discussed FinTech innovation in the capital markets.
The SEC extended exemptive relief to NYSE, NYSE MKT and NYSE Arca from minimum pricing increments established by Regulation NMS.
The Supreme Court held that a five-year statute of limitations applies to claims for the disgorgement of ill-gotten gains obtained through violations of federal securities laws.