SEC Chair Jay Clayton described the performance of the Division of Enforcement over the course of his term as being "investor-focused, nimble and vigorous."
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The Federal Reserve Board solicited public input on modernizing the "regulatory and supervisory framework" of the Community Reinvestment Act.
The DOJ and the SEC charged a senior index manager with perpetrating an insider-trading scheme.
FINRA Executive Vice President Michael Rufino will step down from his role at the end of 2020.
The FTC proposed amendments to the Hart-Scott-Rodino rules that affect financial investors, and requested comment on aspects of the mergers and acquisitions framework in anticipation of other possible rule changes.