The CFPB extended its comment deadline for proposed amendments that would establish a new category of "qualified mortgages."
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A CFTC proposal that would amend the uncleared swap margin requirements for which there is no prudential regulator and codify prior no-action relief related to the application of rules on minimum transfer amounts was published in the Federal Register.
IOSCO adopted guidance on mitigating conflicts of interest and conduct risks for market intermediaries in debt capital market transactions.
A broker-dealer settled FINRA charges for failing to develop and implement a sufficient supervisory system over sales of non-traditional exchange traded products.
A telecommunications sales company settled its potential civil liability with OFAC for apparent violations of Sudanese sanctions regulations.