President Joseph R. Biden expanded the scope of prohibitions contained in Executive Order 13959 ("Addressing the Threat from Securities Investments That Finance Communist Chinese Military Companies").
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22388 News Results
FINRA highlighted changes to the Financial and Operational Combined Uniform Single reporting requirements following the SEC's adoption of recordkeeping and reporting requirements for security-based swap dealers.
The SEC named David Saltiel as Acting Director of the Division of Trading and Markets.
NFA reminded futures commission merchants, introducing brokers, CPOs and CTAs of their ongoing disclosure and reporting requirements when engaging in virtual currency activities.
In a series of statements and reports, the Financial Stability Board highlighted recommendations to facilitate an orderly transition from the London Inter-Bank Offered Rate ("LIBOR") by the end of 2021.