In remarks before the Alternative Reference Rates Committee's Symposium on the Secured Overnight Financing Rate, CFTC Acting Chair Rostin Behnam concluded that "a successful transition" from LIBOR "would only be achieved if we move away from LIBOR altogether and adopt a new model that makes it obsolete."

President Joseph R. Biden expanded the scope of prohibitions contained in a prior Executive Order that blocks the property of persons who threaten stabilization efforts in the Western Balkans.

A firm settled FINRA charges for failing to adequately review one of its registered representative's outside business activity disclosures.

A firm settled FINRA charges for failing to submit accurate trade information to the Order Audit Trail System and the Over-the-Counter Reporting Facility.

SEC Chair Gary Gensler solicited nominations for all five of the seats on the Public Company Accounting Oversight Board.