At the FIA and SIFMA AMG Asset Management Derivatives Forum 2021, CFTC Commissioner Dan M. Berkovitz raised concerns regarding the legality of decentralized finance. He also described how the CFTC can support the transition to a carbon-neutral economy and highlighted recent agency regulatory developments.
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The U.S. Senate Banking Subcommittee on Economic Policy considered testimony on the benefits of issuing a central bank digital currency.
SEC Chair Gary Gensler appointed additional members to his executive staff.
At the Global Exchange and FinTech Conference, SEC Chair Gary Gensler described how developments, such as payment for order flow, gamification and best execution in the national best bid and offer, have increased market segmentation and market concentration in the equity markets.
The SEC updated its list of "entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors."