FINRA proposed amendments to filing requirements for quotations of non-exchange-listed securities. The proposed amendments conform the requirements to recent SEC rule changes on the initiation or resumption of quotations without specific information.

The SEC charged five individuals for promoting a global unregistered digital asset securities offering, which raised over $2 billion in retail investments.

The Cabinet Regulatory Tracker is a list of effective dates and comment deadlines.

FINRA proposed amendments to modify FINRA/Nasdaq trade reporting facility reporting fees.

FINRA withdrew proposed amendments to modify the process for expunging customer dispute information.