In a whitepaper with accompanying charts, SIFMA highlighted the importance of financial services to the U.S. and global economy, particularly as to the number of jobs that such services create in the United States, both directly and indirectly.

OFAC amended a general license authorizing certain transactions and activities involving Petróleos de Venezuela, S.A. necessary for the maintenance or wind down of operations.

The New York State Office of the Attorney General issued guidance on state registration and filing requirements for brokers, dealers and investment advisers. The new guidance "elaborates" on 2020 rule changes that transitioned filings and payments to standardized national systems.

A firm settled FINRA charges for failing to timely report, and for over-reporting, non-tape reports with a special .RX trade report modifier.