An individual formerly associated with several broker-dealers settled charges pertaining to brokerage account churning and excessive trading.

The DOJ charged two individuals with conspiracy to commit money laundering and conspiracy to defraud the United States related to cryptocurrency stolen during a 2016 hack of Bitfinex, a virtual currency exchange.

OFAC issued sanctions regulations to implement President Biden's Executive Order “Imposing Sanctions on Certain Persons With Respect to the Humanitarian and Human Rights Crisis in Ethiopia.”

Senior officials from the Bank of England, the FDIC, the CFTC, the SEC and the Federal Reserve Board reviewed joint progress on central counterparty resolution issues and on the development of detailed operational planning to support prototype resolution strategies for UK and U.S. CCPs.

In a statement at the close of the comment period for FinCEN's proposed rulemaking requiring the reporting of beneficial ownership information, FinCEN s aid it will consider further opportunity for supplemental comment in conjunction with the publication of a second proposed rulemaking on access to that information .