FINRA proposed removing the $0.50 fee applicable to FINRA/Nasdaq TRF transaction queries performed by non-retail participants that use the FINRA/Nasdaq Trade Reporting Facility Carteret and the FINRA/Nasdaq Trade Reporting Facility Chicago.
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22383 News Results
FinCEN extended the comment period for a proposed rulemaking concerning potential Bank Secrecy Act information collection and reporting requirements "on certain persons participating in transactions involving non-financed purchases of real estate."
In a new report, the Congressional Research Service analyzed the 2007 market crash and the 2020 pandemic crash, the steps that Congress took after each of these crises, and the authorities that the regulators relied upon to reduce systemic risk and avert market crashes.
In new guidance, Treasury provided clarity to nongovernmental organizations providing aid to Afghanistan, as well as to financial institutions that facilitate such activities.
NFA's Executive Committee elected individuals to its Board of Directors and Nominating Committee.