The SEC proposed cybersecurity risk management and reporting requirements that would be applicable to registered investment advisers, registered investment companies and business development companies. The SEC also proposed amendments to certain rules that govern investment adviser and fund disclosures.
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22383 News Results
The FDIC Board of Directors approved the appointments of Chief of Staff and Chief Operating Officer under FDIC Acting Chair Martin J. Gruenberg. The Board also approved the appointment of a new General Counsel.
Maryland, Mississippi and Vermont adopted continuing education requirements for investment adviser representatives based on the North American Securities Administrators Association's Model Rule.
The SEC proposed extensive new regulation of private fund advisers under the Adviser's Act.
At a hearing before the House Committee on Financial Services, representatives considered legislative recommendations from the November 2021 President's Working Group Report on stablecoins.