The Consolidated Audit Trail provided a "roadmap" to assist "Small Industry Members" in meeting their Customer and Account Information System reporting obligations.

In its annual Examination and Risk Monitoring Program Report, FINRA covered twenty-one different topics related to a firm's core compliance responsibilities. FINRA added five new topics since last year's report.

The SEC proposed amendments to reduce risks in the clearance and settlement of securities, including shortening the standard settlement cycle for broker-dealer transactions from two business days after the trade date (T+2) to one day after the trade date (T+1).

Cboe BZX Exchange, Inc. filed with the SEC a proposed rule change to list and trade shares of the WisdomTree Bitcoin Trust.

In testimony before the U.S. Senate Committee on Agriculture, Nutrition and Forestry, CFTC Chair Rostin Behnam reviewed the agency's regulatory oversight of digital assets.