The SEC published in the Federal Register a reopening of the comment period on a proposal to amend the executive compensation disclosure rule. The new deadline for comments is March 4, 2022.
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June 1, 2022, will be the first "evaluation date" for FINRA's new rule on Restricted Firm Obligations. The new rules addressing firms with a significant history of misconduct went into effect on January 1, 2022.
The SEC disapproved Cboe BZX's proposed rule change to list and trade shares of the Wise Origin Bitcoin Trust.
NFA extended relief through the end of 2022 from the requirement to conduct on-site annual inspections of branch offices and guaranteed introducing brokers.
The FDIC and FinCEN opened the registration period for interested individuals to participate in the "Tech Sprint Program" to help measure the effectiveness of digital identity proofing.