Comments on an SEC proposal to enhance share repurchase disclosure regulations are due by April 1, 2022.
News & Insights
In a new fact sheet, FinCEN describes how its Rapid Response Program "helps victims and their financial institutions recover funds stolen as the result of certain cyber-enabled financial crime schemes, including business e-mail compromise."
The U.S. District Court of the Northern District of California granted summary judgm ent in favor of the OCC and FDIC, respectively, affirming their rulemaking authority and the agencies' "valid-when-made" rules.
The SEC Office of Investor Education and Advocacy and the Division of Enforcement Retail Strategy Task Force warned investors about the risks associated with accounts that pay interest on crypto-asset deposits.
In a registration filing with the SEC, an investment firm is seeking approval of a series of double-leveraged bullish and bearish exchange-traded funds that each track the performance of a single U.S.-listed equity security.