SEC Commissioner Mark T. Uyeda criticized the SEC's rulemaking agenda for investment advisers and investment funds as being overly prescriptive, costly and failing to effectively address concerns raised by market participants.

The SEC extended no-action relief for FINRA members that do not comply with SEA Rules on the initiation or resumption of quotations without specific information on fixed income securities.

Senate Banking Committee Chair Sherrod Brown (D-OH) urged regulators to work with one another as well as with Congress on a coordinated approach to crypto regulation.

FINRA requested comment on proposed amendments to FINRA transaction reporting rules on "delayed Treasury spot trades in corporate debt securities."

The OCC updated its Policies and Procedures Manual on assessing civil money penalties in response to misconduct.