SEC Director of Enforcement Gurbir S. Grewal highlighted the importance of bolstering public trust in institutions and markets, given the recent volatility across financial and digital asset markets.

The SEC initiated administrative proceedings against a cryptocurrency decentralized autonomous organization and indicated that it may delay or suspend the registration on an offering of two crypto tokens.

A broker-dealer settled FINRA charges for mislabeling, over-reporting and failing to timely report securities transactions to the Trade Reporting and Compliance Engine.

The CFPB highlighted findings from supervisory examinations completed between January 2022 and June 2022.

A broker-dealer settled FINRA charges for overstating its daily trading volume in advertisements provided by a third-party market data provider.