FINRA provided guidance on supervising options trading account approvals and monitoring account activity.

Senate Banking Committee Ranking Member Pat J. Toomey (R-PA) urged the CFPB to stop using disparate impact theory as guidance for evaluating whether racial discrimination occurred, saying the theory is misguided and encourages regulators to abuse authority.

The CFTC staff extended previously granted no-action relief relating to Brexit.

CFTC Chair Rostin Behnam urged Congress to move quickly on a "thoughtful" regulatory approach for digital assets.

The MSRB proposed a one-time exception to allow individuals previously qualified as municipal advisors whose certification lapsed to requalify without having to take the Series 50 exam, subject to certain conditions.