In parallel civil and criminal actions, a technology company settled SEC and DOJ charges for violations of the Foreign Corrupt Practices Act.

CFTC Commissioner Christy Goldsmith Romero recommended steps the United States should take, in conjunction with other national governments, to respond to cybersecurity threats to the financial system.

The CFTC Division of Market Oversight ("DMO") modified previously granted no-action relief from swap execution facility registration to an Australian multilateral swap-trading facility.

The CFTC Division of Market Oversight extended no-action relief for certain clearinghouses from certain reporting and recordkeeping requirements.

The SEC requested comment on a partial amendment that would clarify the CAT NMS Plan proposal to implement a revised funding model for the consolidated audit trail and establish a new fee schedule.