In its annual report, the SEC Office of the Advocate for Small Business Capital Formation offered recommendations to improve capital raising for entrepreneurs and investors.

The CFTC charged an individual and two affiliated CPOs with engaging in manipulation intended to trigger payouts on binary options.

The comment deadline for the joint Federal Reserve Board and FDIC Advance Notice of Proposed Rulemaking soliciting feedback on whether the agencies should revise large bank resolution standards was extended to January 23, 2023.

Comments on a CFTC proposal to update certain regulations governing derivatives clearing organizations are due by February 13, 2023.

FTC requested public comment on updates to its "Guides for the Use of Environmental Marketing Claims."