In recent analysis, Fried Frank Partner Jason Schwartz discussed methods for U.S. cryptocurrency investors to realize tax losses before the end of the year.

A broker-dealer settled FINRA charges for misrepresenting net securities positions for two of its aggregation units.

A broker-dealer settled FINRA charges for failing to "timely or completely produce certain phone records responsive to FINRA document requests in ten separate FINRA investigations."

In its 2022 Annual Report, the Financial Stability Oversight Council offered recommendations touching on (i) digital assets, (ii) climate-related financial risks, (iii) investment fund disclosure, (iv) Treasury markets, (v) cybersecurity and (vi) LIBOR transitions.

The SEC Division of Corporation Finance updated its Compliance and Disclosure Interpretations relating to the filing of asset-level disclosures.