FINRA proposed adding conditions on a rulemaking to adopt a voluntary three-year pilot program that would allow broker-dealers to conduct annual office inspections remotely.
News & Insights
22368 News Results
The DOJ, the SEC and the CFTC charged the Alameda Research CEO and the FTX Chief Technology Officer in schemes to defraud FTX's customers and investors.
FTC is seeking to block Microsoft Corporation's acquisition of Activision Blizzard, Inc., claiming the acquisition may lessen competition or create a monopoly in interstate trade and commerce in the relevant markets.
A technology firm settled DOJ and SEC charges associated with bribing Brazilian and Algerian officials to win government contracts.
The DOJ and the FTC reached a record settlement, pending court approval, against the maker of the popular video game "Fortnite" for violating the Children's Online Privacy Protection Act and the Federal Trade Commission Act.