The MSRB proposed extending the deadline for muni brokers, dealers, municipal securities dealers and municipal advisors to annually affirm the information on the MSRB's consolidated electronic registration form.

The effective date for a FINRA rule requiring members to report transactions in U.S. dollar-denominated foreign sovereign debt securities to the Trade Reporting and Compliance Engine will be November 6, 2023.

The SEC adopted amendments to Exchange Act Rule 10b5-1. The amendments will increase obligations for parties seeking the insider trading safe harbor provisions, including expanded disclosure requirements.

At a hearing before the House Financial Service Committee, FTX's new CEO John J. Ray III testified on the events leading up to the company's collapse.

The SEC issued four new rule proposals aimed at reforming the structure of U.S. capital markets.